PLUS Corporate Adviser Membership
PLUS-SX is supported by a community of PLUS Corporate Advisers, ranging from corporate finance boutiques to investment banks and accountancy firms. PLUS Corporate Advisers are approved by PLUS-SX and need to meet strict membership criteria and have an ongoing obligation to comply with the PLUS Rules.
All companies seeking a quotation on PLUS-SX must appoint and retain a PLUS Corporate Adviser who will guide them through the admission process and through life as a public company.
To review and process an advisory firm's membership application, PLUS-SX levies a one-off fee of £10,000. Once approved, to retain their PLUS Corporate Adviser membership firms are charged an annual fee linked to activity, invoiced on a calendar year basis, as detailed below:
| Number of Clients | Annual fee for 2012 |
|---|
| 0-5 | £5,778.30 |
| Increment per client company thereafter | £1,050.60 |
| Maximum Fee | £21,012.00 |
Join as a PLUS Corporate Adviser
To apply for PLUS Corporate Adviser membership, a firm will need to complete our PLUS Corporate Adviser application forms and return them to PLUS-SX at the below address. Detailed advice on the responsibilities of corporate advisers can be found in the Corporate Adviser Handbook.
Reference documents:
Download the
Corporate Adviser ApplicationDownload the
Corporate Adviser HandbookDownload the
PLUS Rules for IssuersRegulatory Department
PLUS Markets Group plc
33 Queen Street
London
EC4R 1BR
